Unclaimed
James Allen Schwalenberg is a financial professional with over 30 years of experience in the industry. James is registered with Thrivent Investment Management Inc. and has a Series 6, 7, 63, and 66 licenses. James has worked in the financial services industry since 1987 and has held positions at Thrivent Financial for Lutherans and Thrivent Investment Management Inc. James currently holds a position at Thrivent Investment Management Inc. in Columbus, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
11/21/2003 - Present
Thrivent Investment Management Inc. (COLUMBUS NE)
BOTH
Issued 05/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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