Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen Pfister is a financial advisor based in Warrington, Pennsylvania. James has been in the financial services industry since September 22, 1990. James is currently registered with Pruco Securities, LLC. Prior to joining Pruco Securities, LLC, James was registered with Ameriprise Financial Services, LLC and IDS Life Insurance Company. James is licensed to provide financial advice in Pennsylvania.
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Compensation from lpl enterprise, llc
1
2
PA
06/20/2024 - Present
Pruco Securities, LLC (Warrington PA)
PA
06/26/1987 - 03/22/2021
AMERIPRISE FINANCIAL SERVICES, LLC (EASTON PA)
MN
10/26/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/26/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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