Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McKenzie is a registered investment advisor with Rockefeller Financial LLC. James has over 20 years of experience in the financial services industry. James holds a Series 3, 7, 9, 10, 63, and 65 license. James has been registered with the SEC and FINRA since 1998. James specializes in providing financial planning and portfolio management services to high-net-worth individuals, corporations, charitable organizations, and pension plans. James is also a part-time adjunct professor at Palm Beach Atlantic University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/20/2023 - Present
Rockefeller Financial LLC (Palm Beach Gardens FL)
FL
05/31/2012 - 10/24/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JUPITER FL)
FL
06/01/2009 - 06/21/2012
MORGAN STANLEY SMITH BARNEY (PLANTATION FL)
FL
10/22/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
FL
01/13/2006 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (PALM BEACH FL)
IA
Issued 11/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James McKenzie is the right advisor for you? Invested Better is here to help.
