Unclaimed
James Allen Kaniper has been in the financial services industry since 1985 and currently is registered with Nylife Securities LLC. James is licensed to provide securities services in eight states: Florida, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Virginia and West Virginia. James has passed the Series 6, Series 22, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/05/1985 - Present
Nylife Securities LLC (EASTON PA)
BC
Issued 08/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/02/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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