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James Allen Harrington

Edward Jones

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About James Allen Harrington

James Harrington is a financial advisor with Edward Jones, a firm that offers investment advisory and brokerage services. James has over 40 years of experience in the industry. James has held securities licenses in multiple states, including Oregon, Texas, California, and Florida. He has been with Edward Jones since January of 2009. James Harrington is registered to provide investment advisory services in Oregon and Texas.

Firm Information

James Harrington is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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James Harrington’s Registration & Firm History

OR

07/25/2023 - Present

Edward Jones (ASHLAND OR)

CA

04/02/2007 - 02/03/2009

MORGAN STANLEY & CO. INCORPORATED (SACRAMENTO CA)

IL

10/10/1994 - 04/02/2007

MORGAN STANLEY DW INC. (CHICAGO IL)

NY

10/24/1989 - 10/12/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/11/1988 - 11/06/1989

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

09/01/1977 - 04/11/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 06/11/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/07/1981

Series 24 - General Securities Principal Examination

BC

Issued 07/07/1981

Series 4 - Registered Options Principal Examination

BC

Issued 11/15/1980

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/1982

Series 5 - Interest Rate Options Examination

BC

Issued 08/20/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for James Allen Harrington. Review regulatory record here.
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