Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dickson is a financial advisor with over 40 years of experience in the industry. Currently, James is registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since October 2009. Prior to that, James was affiliated with Ameriprise Advisor Services, Inc. and Morgan Stanley DW Inc., among other firms. James is also a licensed Investment Advisor Representative in Georgia, North Carolina and Texas. James provides investment advice to individuals, corporations, charitable organizations, high-net-worth individuals and pension and profit-sharing plans. James is committed to helping clients achieve their financial goals and objectives through customized financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
10/22/2009 - Present
Raymond James Financial Services Advisors, Inc. (Alpharetta GA)
GA
02/27/2006 - 10/19/2009
AMERIPRISE ADVISOR SERVICES, INC. (ATLANTA GA)
NY
05/04/2000 - 02/28/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/18/1990 - 04/25/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/26/1986 - 09/25/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/01/1980 - 10/16/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/22/1977 - 09/16/1979
SHEARSON LOEB RHOADES INC.
NA
08/13/1979 - 09/13/1979
A. G. BECKER INCORPORATED
NA
01/07/1977 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/07/1972 - 02/28/1977
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
07/21/1972 - 11/07/1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
IA
Issued 12/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/01/1980
PC - AMEX Put and Call Exam
BC
Issued 08/19/1972
Series 000 - General Securities Principal Examination
BC
Issued 07/19/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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