Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Czerniak has been active in the financial services industry since 1996. James is currently an Investment Advisor Representative with Osaic Wealth, Inc. Osaic Wealth, Inc. is an independent registered investment advisor with approximately 94.5 billion dollars in assets under management. Osaic Wealth, Inc. provides a range of investment advisory services, including financial planning, portfolio management, and pension consulting. Prior to joining Osaic Wealth, Inc., James was a Financial Advisor at Morgan Stanley. James holds Series 6, 7, 63 and 65 securities licenses. James holds a Bachelor of Arts degree from the University of Illinois at Urbana-Champaign. James specializes in providing investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/04/2024 - Present
Osaic Wealth, Inc. (WARRENVILLE IL)
IL
11/06/2017 - 12/15/2023
MORGAN STANLEY (GENEVA IL)
IL
04/02/2007 - 11/14/2017
LPL FINANCIAL LLC (CHICAGO IL)
IL
10/06/2000 - 01/22/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
RI
02/02/1997 - 09/13/2000
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NJ
03/02/1995 - 09/26/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 07/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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