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James Allen Couch

Purshe Kaplan Sterling Investments

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About James Allen Couch

James Allen Couch has been in the financial industry since 1992. James is currently registered with Purshe Kaplan Sterling Investments. Previously, James worked at Michigan Securities, Inc., Sigma Financial Corporation, Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, Edward D. Jones & Co., L.P. and Great Lakes Equities Co. James has a Series 63, Series 7 and Series 62 licenses. James is currently registered in Florida and Michigan.

Firm Information

James Couch is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Couch’s Registration & Firm History

MI

06/15/2020 - Present

Purshe Kaplan Sterling Investments (Rochester MI)

MI

10/24/2014 - 07/14/2020

MICHIGAN SECURITIES, INC. (Rochester MI)

MI

08/02/2007 - 10/20/2014

SIGMA FINANCIAL CORPORATION (LEONARD MI)

MI

01/04/1999 - 08/03/2007

RAYMOND JAMES FINANCIAL SERVICES, INC. (GROSSE POINTE WOODS MI)

FL

03/05/1996 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

MO

03/01/1993 - 03/04/1996

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

NA

08/29/1988 - 05/30/1989

GREAT LAKES EQUITIES CO.

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Licenses & Designations

BC

Issued 03/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/1993

Series 7 - General Securities Representative Examination

BC

Issued 08/26/1988

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Allen Couch.
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