Unclaimed
James Allen Couch has been in the financial industry since 1992. James is currently registered with Purshe Kaplan Sterling Investments. Previously, James worked at Michigan Securities, Inc., Sigma Financial Corporation, Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, Edward D. Jones & Co., L.P. and Great Lakes Equities Co. James has a Series 63, Series 7 and Series 62 licenses. James is currently registered in Florida and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MI
06/15/2020 - Present
Purshe Kaplan Sterling Investments (Rochester MI)
MI
10/24/2014 - 07/14/2020
MICHIGAN SECURITIES, INC. (Rochester MI)
MI
08/02/2007 - 10/20/2014
SIGMA FINANCIAL CORPORATION (LEONARD MI)
MI
01/04/1999 - 08/03/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (GROSSE POINTE WOODS MI)
FL
03/05/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
03/01/1993 - 03/04/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
08/29/1988 - 05/30/1989
GREAT LAKES EQUITIES CO.
BC
Issued 03/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1988
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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