Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bowen is a financial advisor with over 38 years of experience in the financial services industry. James is a registered representative of First Trust Advisors LP and has a strong track record of success in providing investment advice to individuals, corporations, and pooled investment vehicles. James specializes in portfolio management, financial planning, and investment advisory services. Prior to joining First Trust Advisors LP, James was employed by BONDWAVE LLC. James has a strong understanding of the financial markets and a commitment to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
05/06/2000 - Present
First Trust Advisors LP (WHEATON IL)
IL
11/06/2001 - 11/26/2008
BONDWAVE LLC (WHEATON IL)
IL
07/24/1985 - 09/03/1991
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
NA
12/21/1983 - 06/21/1985
ELWYN, WILLBERT & HAIG INC.
BC
Issued 05/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 04/28/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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