Unclaimed
James Allen is a financial professional with Farmers Financial Solutions, LLC. James is licensed to provide securities and investment advisory services in Minnesota. James has been in the industry since October 2019. James holds Series 63, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
10/05/2019 - Present
Farmers Financial Solutions, LLC (HASTINGS MN)
BC
Issued 11/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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