Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen is a financial advisor at State Farm VP Management Corp. in Owings Mills, MD. James has been in the industry since August 2010 and has a Series 6, Series 63 and SIE license. He is registered with the state of Maryland. Previously, James was with CITICORP INVESTMENT SERVICES and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/03/2012 - Present
State Farm VP Management Corp. (OWINGS MILLS MD)
NY
08/09/2001 - 09/30/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
06/26/2000 - 03/13/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/19/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Allen is the right advisor for you? Invested Better is here to help.
