Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vanderbilt is a financial advisor with over 35 years of experience in the industry. James is a Certified Financial Planner and holds multiple licenses, including Series 7, 24, 31, and 63. James is currently registered with Independent Advisor Alliance, LLC in Illinois and Texas. James has previously worked with Securities America, Inc., Hamilton Investments, Inc., FN Investment Center, Marketing One Securities, Inc. and Joseph P. McGivney and Associates, Inc. James specializes in providing financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/29/2024 - Present
Independent Advisor Alliance, LLC (St. Charles IL)
IL
02/16/1995 - 03/07/2024
SECURITIES AMERICA, INC. (St. Charles IL)
NA
10/10/1994 - 02/06/1995
HAMILTON INVESTMENTS, INC.
CA
05/02/1988 - 10/10/1994
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
03/09/1987 - 05/19/1988
MARKETING ONE SECURITIES, INC.
NA
01/21/1987 - 05/17/1988
JOSEPH P. MCGIVNEY AND ASSOCIATES, INC.
IA
Issued 06/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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