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James Allan Smith

Asset Allocation Strategies, LLC

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About James Allan Smith

James Allan Smith is an investment advisor representative with Asset Allocation Strategies, LLC. James is registered with the state of Michigan and has been in the industry since 2021. James has passed the Series 63, Series 65 and Series 6TO exams, and is actively registered with the state of Michigan as both a broker and an investment advisor. James has experience in both the insurance and education industries.

Firm Information

James Smith is currently registered with Asset Allocation Strategies, LLC. Asset Allocation Strategies, LLC is an investment advisory firm located in Farmington, MI, with approximately 40 licensed agents and investment adviser representatives. They provide financial planning, educational seminars, and selection of other advisers, and manage portfolios for individuals and businesses. The firm manages over $626 million in assets for approximately 3,756 clients.
Asset Allocation Strategies, LLC

33335 GRAND RIVER

FARMINGTON, MI 48336

$626.74M

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Smith’s Registration & Firm History

MI

02/28/2022 - Present

Asset Allocation Strategies, LLC (FENNVILLE MI)

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Licenses & Designations

IA

Issued 02/26/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Allan Smith.
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