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James Allan Serhant

Charles Schwab Investment Management, Inc.

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About James Allan Serhant

James Allan Serhant is an investment advisor representative who is actively registered with the state of Massachusetts. He is currently employed at Charles Schwab Investment Management, Inc. and has been working in the financial industry since 1995. James Serhant has a strong background in financial services, having held positions at several prominent firms including J.P. Morgan Securities Inc. and Citicorp Securities, Inc. He specializes in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and pooled investment vehicles. James Serhant is a CFA charterholder, demonstrating his commitment to professional development and expertise.

Firm Information

James Serhant is currently registered with Charles Schwab Investment Management, Inc.. Charles Schwab Investment Management, Inc. is an investment advisor headquartered in San Francisco, California. With over $1 trillion in regulatory assets under management, the firm provides portfolio management services for individuals, investment companies, businesses, and pooled investment vehicles. They also offer selection of other advisers.
Charles Schwab Investment Management, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

$1.10T

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Costs

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James Serhant’s Registration & Firm History

MA

10/13/2020 - Present

Charles Schwab Investment Management, Inc. (Boston MA)

NY

01/13/1997 - 02/14/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/18/1995 - 01/09/1997

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Allan Serhant.
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