Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allan Schultz is a financial advisor who has been in the industry since 1982. James Schultz is currently registered with Robert W. Baird & Co. Inc. and has been with the firm since November 2001. Prior to that, James Schultz worked at Cleary Gull Investment Management Services Inc., Cleary Gull Reiland & McDevitt Inc., Smith Barney Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Allan Schultz specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. James Allan Schultz has a wide range of experience in the financial services industry, and is well-equipped to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
11/12/2001 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
11/27/1998 - 11/16/2001
CLEARY GULL INVESTMENT MANAGEMENT SERVICES INC. (MILWAUKEE WI)
WI
10/03/1996 - 11/27/1998
CLEARY GULL REILAND & MCDEVITT INC. (MILWAUKEE WI)
NY
06/23/1986 - 09/12/1996
SMITH BARNEY INC. (NEW YORK NY)
NA
01/25/1982 - 07/01/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/1999
Series 4 - Registered Options Principal Examination
BC
Issued 02/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/07/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/1982
Series 5 - Interest Rate Options Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Schultz is the right advisor for you? Invested Better is here to help.
