Unclaimed
James Allan Jones is a financial professional with Nylife Securities LLC. James has been in the industry since 2017. He is registered to sell securities in several states, including Colorado, Illinois, Iowa, Kansas, Missouri, Texas, and Washington. James has also passed the Series 6, SIE, and Series 63 exams. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
12/19/2017 - Present
Nylife Securities LLC (CREVE COEUR MO)
BC
Issued 11/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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