Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alfred MacDonald is a financial advisor with over 30 years of experience in the industry. Currently, James is registered with UBS Financial Services Inc., working out of their Concord, NH office. James has also previously worked for several other firms, including RBC Capital Markets, LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Tucker Anthony Incorporated, Smith Barney Inc. and Lehman Brothers Inc. James holds the Series 7, Series 63, and Series 65 licenses and is currently registered in several states, including New Hampshire, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NH
10/08/2012 - Present
UBS Financial Services Inc. (CONCORD NH)
NH
05/16/2008 - 10/18/2012
RBC CAPITAL MARKETS, LLC (CONCORD NH)
NH
01/01/2008 - 05/20/2008
WACHOVIA SECURITIES, LLC (NASHUA NH)
NH
05/12/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NASHUA NH)
MA
06/10/1997 - 05/05/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
07/31/1993 - 05/22/1997
SMITH BARNEY INC. (NEW YORK NY)
NA
12/09/1992 - 07/31/1993
LEHMAN BROTHERS INC.
NY
11/24/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/15/1991 - 11/24/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
07/26/1990 - 11/26/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 09/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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