Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alfred Kitz has been active in the financial services industry since 1990. James is a Registered Representative and Investment Advisor Representative with UBS Financial Services Inc. James has held a variety of roles with UBS Financial Services Inc. since January 1995. James is licensed to provide investment advice in 38 states and the District of Columbia. James specializes in providing financial advice to individuals, families, and businesses. James provides financial planning services, including retirement planning, college savings, and estate planning. James also provides portfolio management services, including investment management and asset allocation. James has a proven track record of helping clients achieve their financial goals. James is committed to providing personalized service and developing long-term relationships with clients. James is also actively involved in the community, serving on the board of directors of the Virginia Opera.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
03/17/1995 - Present
UBS Financial Services Inc. (NORFOLK VA)
NY
07/26/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 11/08/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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