Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alfred Corey is an investment advisor representative who is registered with Charles Schwab & CO., Inc. James Corey has been in the industry since 1992. James Corey's current registration with Charles Schwab & CO., Inc. is active in Nevada. James Corey has been registered with the firm since 2010. James Corey has also held previous positions with OLDE DISCOUNT CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. James Corey has a variety of licenses and certifications, including Series 3, 7, 9, 10, 63, 66 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NV
01/15/2010 - Present
Charles Schwab & CO., Inc. (Las Vegas NV)
MI
06/26/1992 - 05/27/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
MN
04/02/1992 - 06/26/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/02/1992 - 06/26/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 1/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/9/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/7/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 3/5/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/27/1998
Series 3 - National Commodity Futures Examination
BC
Issued 4/1/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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