Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alfaro is a financial professional with over 20 years of experience in the industry. James is currently registered with Citizens JMP Securities, LLC in New York, NY. Prior to that, James worked at Maxim Group LLC, M Vest LLC, Wedbush Morgan Securities Inc. and Sterling Financial Investment Group, Inc. James holds Series 7, Series 63, Series 79TO, and SIE licenses. James is registered with the states of Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2022 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
06/06/2007 - 04/08/2022
MAXIM GROUP LLC (NEW YORK NY)
NY
09/24/2019 - 10/15/2021
M VEST LLC (NEW YORK NY)
CA
11/14/2005 - 06/05/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
FL
08/23/2002 - 09/26/2005
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
NY
05/01/2001 - 09/20/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/15/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 12/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure James Alfaro is the right advisor for you? Invested Better is here to help.
