Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alexander Wurbs is a financial advisor with over 15 years of experience in the industry. James is currently registered with Cambridge Investment Research Advisors, Inc. and provides financial advice to individuals, businesses, and retirement plans. James is also a partner in Dunning and Associates CPAs, LLC., where he provides accounting and tax services. James holds the Series 66 and Series 7 licenses and has a strong understanding of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
02/11/2015 - Present
Cambridge Investment Research Advisors, Inc. (Wichita KS)
KS
05/13/2010 - 12/12/2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (WICHITA KS)
NJ
01/16/2007 - 05/14/2010
PRUCO SECURITIES, LLC. (NEWARK NJ)
KS
11/13/2002 - 12/13/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (WICHITA KS)
MO
02/08/2006 - 02/22/2006
VESTECH SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 12/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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