Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wiegel is a Registered Representative and Investment Advisor Representative with Wellesley Asset Management, Inc. James has been in the industry since 2004. James holds Series 7, Series 63, and Series 65 licenses and has experience with a number of firms, including Northern Lights Distributors, LLC, Wingate Capital Corporation, MML Investors Services, Inc. and The Advisors Group, Inc. James has a strong track record of providing financial advice to individuals, corporations, and other institutions. James is committed to providing clients with personalized advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NH
02/03/2025 - Present
Wellesley Asset Management, Inc. (PORTSMOUTH NH)
NE
07/29/2011 - 12/31/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
03/27/2000 - 12/31/2001
WINGATE CAPITAL CORPORATION (LEXINGTON MA)
MA
04/15/1998 - 02/16/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MD
06/03/1996 - 04/14/1998
THE ADVISORS GROUP, INC. (BETHESDA MD)
OH
11/14/1995 - 05/31/1996
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BC
Issued 03/19/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Wiegel is the right advisor for you? Invested Better is here to help.
