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James Alexander Waters

Csenge Advisory Group, LLC

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About James Alexander Waters

James Alexander Waters is an investment advisor representative with Csenge Advisory Group, LLC. James has been in the financial services industry for over 28 years. James has a strong background in financial planning and asset management. James's areas of expertise include financial planning, estate planning, tax planning, insurance planning, and college planning. James is a highly experienced and qualified financial advisor who is committed to helping clients achieve their financial goals.

Firm Information

James Waters is currently registered with Csenge Advisory Group, LLC. Csenge Advisory Group, LLC is a financial advisory firm headquartered in Clearwater, Florida. With over 76 investment advisor representatives, they manage over $2.75 billion in assets for individuals, corporations, charitable organizations, and other clients. They offer a range of services including financial planning, asset allocation, and portfolio management. They also provide pension consulting and selection of other advisors.
Csenge Advisory Group, LLC

4755 EAST BAY DRIVE

CLEARWATER, FL 33764

$2.75B

Assets Under Management

Not reported

Total Clients

67

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Waters’s Registration & Firm History

FL

05/01/2020 - Present

Csenge Advisory Group, LLC (CLEARWATER FL)

AL

10/27/2017 - 04/30/2020

FSC SECURITIES CORPORATION (BIRMINGHAM AL)

AL

01/08/2010 - 11/13/2017

AMERIPRISE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)

AL

07/01/2003 - 01/11/2010

WELLS FARGO ADVISORS, LLC (BIRMINGHAM AL)

NY

05/25/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/28/1994 - 05/31/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/27/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Alexander Waters. Review regulatory record here.
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