Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mollison is a financial advisor currently registered with LPL Financial LLC and has been in the financial services industry for 8 years. James is registered to provide investment advice in Florida, Michigan, Tennessee, Texas, Virginia, and Wisconsin. James has also worked for OSAIC INSTITUTIONS, INC., PRUCO SECURITIES, LLC., CITIZENS SECURITIES, INC., and FORESTERS FINANCIAL SERVICES, INC.. James has earned several securities licenses including Series 6, Series 7, Series 63 and Series 65. James has earned several designations in the financial services industry. James' specialties include retirement planning, estate planning, insurance planning, college savings, business planning, and investment management. James also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/01/2024 - Present
LPL Financial LLC (Westland MI)
MI
05/06/2022 - 02/01/2024
OSAIC INSTITUTIONS, INC. (Westland MI)
MI
02/08/2022 - 05/16/2022
PRUCO SECURITIES, LLC. (TROY MI)
MI
04/28/2016 - 12/31/2020
CITIZENS SECURITIES, INC. (BLOOMFIELD HILLS MI)
MI
08/07/2014 - 03/24/2016
FORESTERS FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
IA
Issued 09/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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