Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alexander Mitchell is an investment advisor representative at Mighty Oak Management LLC. James is a highly experienced financial professional with over 30 years of experience in the industry. James has held various positions at notable firms, including UBS Financial Services Inc., Paine Webber Incorporated, and INVEST FINANCIAL CORPORATION. James's experience and expertise provide comprehensive financial advice to individuals and high-net-worth individuals. James is also a registered representative in Connecticut and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/14/2016 - Present
Mighty OAK Management LLC (EASTON CT)
CT
08/12/2005 - 08/24/2015
INVEST FINANCIAL CORPORATION (EASTON CT)
NJ
11/14/2001 - 07/06/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
09/30/1987 - 01/29/1992
JANNEY MONTGOMERY SCOTT INC.
NA
01/31/1980 - 10/13/1987
PAINEWEBBER INCORPORATED
NA
10/05/1973 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BOTH
Issued 12/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/24/1980
PC - AMEX Put and Call Exam
BC
Issued 09/29/1973
Series 1 - Registered Representative Examination
Active
Inactive
Not sure James Mitchell is the right advisor for you? Invested Better is here to help.
