Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Liddy is a financial professional with over two years of experience in the financial services industry. James is currently registered with Northern Trust Securities, Inc. and holds the Series 7TO, SIE and Series 27 licenses. James previously worked at Northern Trust Securities, Inc. from 2019-2021. James is a Registered Representative with the FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
06/08/2022 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
07/16/2019 - 06/14/2021
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BC
Issued 11/07/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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