Unclaimed
James Alexander Hill is a financial advisor currently registered with Athene Securities, LLC. James has been in the financial services industry since 2009. James holds the Series 6, 7, 31 and SIE securities licenses. James is licensed in Iowa. James has previous experience with Foreside Fund Services, LLC, Chartwell TSC Securities Corp., PNC Investments, MetLife Securities Inc., Park Avenue Securities LLC, Morgan Stanley & Co. Incorporated and ING Financial Partners, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
03/10/2022 - Present
Athene Securities, LLC (WEST DES MOINES IA)
ME
09/30/2021 - 03/01/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
PA
03/07/2017 - 06/02/2020
CHARTWELL TSC SECURITIES CORP. (Pittsburgh PA)
PA
06/01/2012 - 11/17/2016
PNC INVESTMENTS (PITTSBURGH PA)
PA
04/01/2011 - 05/09/2012
METLIFE SECURITIES INC. (PITTSBURGH PA)
PA
12/22/2009 - 03/31/2011
PARK AVENUE SECURITIES LLC (PITTSBURGH PA)
PA
07/18/2008 - 02/24/2009
MORGAN STANLEY & CO. INCORPORATED (PITTSBURG PA)
PA
03/17/2008 - 05/02/2008
ING FINANCIAL PARTNERS, INC. (PITTSBURGH PA)
BOTH
Issued 08/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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