Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alexander Hansman is a financial advisor with over 30 years of experience in the financial services industry. James has been with LPL Financial LLC since 1993 and is currently registered with the state of Massachusetts. Previously, James worked at Smith Barney Shearson Inc. and Lehman Brothers Inc. James is a dedicated financial professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/05/2006 - Present
LPL Financial LLC (DUXBURY MA)
NY
07/31/1993 - 12/20/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
01/14/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
12/21/1989 - 01/10/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
02/16/1989 - 01/03/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NY
05/23/1985 - 01/03/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
08/28/1987 - 02/23/1989
SHEARSON LEHMAN HUTTON INC.
BOTH
Issued 05/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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