Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alexander Gregory is a financial professional with over 2 years of experience in the industry. He is a registered representative with Absa Securities U.S. Inc. and holds Series 63, 24, 99TO, 79TO, 7TO, and SIE licenses. James is currently registered in California, Connecticut, Illinois, New York, and Pennsylvania. He has a proven track record of providing investment advice and financial planning services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/25/2020 - Present
Absa Securities U.s. Inc. (New York NY)
BC
Issued 11/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/19/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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