Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alexander Fives is a financial advisor with over two years of experience in the financial services industry. James is currently registered with Zacks Investment Management, Inc., a firm that specializes in quantitative investment models and provides financial planning and portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. Prior to joining Zacks, James worked as a financial advisor at Brinker Capital Securities, LLC. James holds a Series 66 license from the state of Pennsylvania, and a Series 7TO and SIE license from FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
10/04/2023 - Present
Zacks Investment Management, Inc. (CHICAGO IL)
PA
10/01/2021 - 07/14/2023
BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)
BOTH
Issued 04/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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