Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baker is a financial advisor with LPL Financial LLC. James has been in the financial industry for over 12 years. James is licensed in South Carolina and holds the Series 7, Series 24, Series 4, Series 52TO, Series 53, and Series 66 licenses. James has a background in financial services, specializing in investment and financial planning. James currently works out of the LPL Financial LLC office in Fort Mill, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2016 - Present
LPL Financial LLC (FORT MILL SC)
FL
03/04/2011 - 03/24/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
05/26/2010 - 01/26/2011
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 07/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/05/2012
Series 4 - Registered Options Principal Examination
BC
Issued 09/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Baker is the right advisor for you? Invested Better is here to help.
