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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alexander Bakal is a registered investment advisor representative with Janney Montgomery Scott LLC. James is a seasoned financial professional with over 30 years of experience in the industry. James has experience working with a range of clients including high-net-worth individuals, corporations, charitable organizations, and pension plans. James has a deep understanding of financial markets and provides personalized investment advice, financial planning services, and portfolio management strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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2
CT
01/12/2022 - Present
Janney Montgomery Scott LLC (DARIEN CT)
CT
03/09/2002 - 10/23/2007
RBC DAIN RAUSCHER INC. (STAMFORD CT)
MA
10/19/1992 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
06/17/1991 - 10/23/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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