Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alex Lancaster is a financial advisor with over 15 years of experience in the financial services industry. James is currently registered with Cetera Investment Advisers LLC in Huntsville, Alabama. James is also a registered representative with Cetera Investment Advisers LLC, and has previously worked for several other firms including BB&T Investment Services, Inc., PNC Investments, Wells Fargo Advisors, LLC, Chase Investment Services Corp., and Woodbury Financial Services, Inc. James has passed the Series 6, Series 7, Series 63, and Series 66 exams and holds FINRA registrations and is licensed in numerous states. James offers a range of financial services including financial planning, portfolio management, and selection of other advisors. James primarily works with individuals, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/24/2023 - Present
Cetera Investment Advisers LLC (HUNTSVILLE AL)
AL
06/25/2014 - 10/26/2017
BB&T INVESTMENT SERVICES, INC. (HUNTSVILLE AL)
GA
09/10/2012 - 06/17/2014
PNC INVESTMENTS (ALPHARETTA GA)
AL
10/14/2009 - 08/13/2012
WELLS FARGO ADVISORS, LLC (MADISON AL)
CO
01/28/2008 - 09/01/2009
CHASE INVESTMENT SERVICES CORP. (EVERGREEN CO)
CO
10/19/2007 - 01/04/2008
WOODBURY FINANCIAL SERVICES, INC. (ENGLEWOOD CO)
BOTH
Issued 9/3/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Lancaster is the right advisor for you? Invested Better is here to help.
