Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alex Lancaster is a financial advisor with Cetera Investment Advisers LLC. James has been in the financial services industry since 2008. James has a Series 6, 7, and 66 license as well as a SIE license. James has experience in various industries including banking, financial services, and investment advising. James is registered in multiple states, including Alabama, Texas, Georgia, Florida, and more. Prior to joining Cetera, James worked at BB&T Investment Services, PNC Investments, Wells Fargo Advisors, LLC, Chase Investment Services Corp, and Woodbury Financial Services, Inc. James is a dedicated professional with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
01/24/2023 - Present
Cetera Investment Advisers LLC (HUNTSVILLE AL)
AL
06/25/2014 - 10/26/2017
BB&T INVESTMENT SERVICES, INC. (HUNTSVILLE AL)
GA
09/10/2012 - 06/17/2014
PNC INVESTMENTS (ALPHARETTA GA)
AL
10/14/2009 - 08/13/2012
WELLS FARGO ADVISORS, LLC (MADISON AL)
CO
01/28/2008 - 09/01/2009
CHASE INVESTMENT SERVICES CORP. (EVERGREEN CO)
CO
10/19/2007 - 01/04/2008
WOODBURY FINANCIAL SERVICES, INC. (ENGLEWOOD CO)
BOTH
Issued 09/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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