Unclaimed
James Alden Saddlemire is a financial advisor with Neuberger Berman BD LLC. James Alden Saddlemire is registered with the state of New York as a Broker-Dealer and with the state of New Jersey as an Investment Advisor Representative. James Alden Saddlemire has been in the financial industry since November 11, 2019. James Alden Saddlemire has passed the Series 7TO, Series 63 and SIE exams. James Alden Saddlemire holds the designation of Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
12/18/2019 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BC
Issued 02/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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