Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alden Nelson is a financial advisor with Lazard Asset Management Securities LLC. James has been in the securities industry since October 2008. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7 and 63 licenses. James is also registered with the Securities Investor Protection Corporation (SIPC). James is currently registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/28/2020 - Present
Lazard Asset Management Securities LLC (SAN FRANCISCO CA)
CA
10/03/2008 - 09/21/2020
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (SAN FRANCISCO CA)
BC
Issued 10/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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