Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Albert Wade is a financial advisor with over 30 years of experience in the financial services industry. James currently works with LPL Financial LLC and has been registered with the firm since July 28, 2021. James is registered to provide investment advice in 15 states. Prior to joining LPL Financial LLC, James worked with Avantax Investment Services, Inc. for over 30 years. James has a strong track record of success and is committed to providing his clients with personalized financial advice and guidance. James is also a Certified Financial Planner and holds Series 7, 6 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/28/2021 - Present
LPL Financial LLC (MESQUITE TX)
TX
01/08/1991 - 07/28/2021
AVANTAX INVESTMENT SERVICES, INC. (MESQUITE TX)
GA
01/12/1990 - 01/08/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 12/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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