Unclaimed
James Albert Shull is a financial advisor with Cetera Financial Specialists LLC in Herrin, IL. James has been in the financial services industry since 2009. James is licensed to sell securities in Illinois, Missouri and North Carolina. Prior to joining Cetera Financial Specialists LLC, James worked at WOODMEN FINANCIAL SERVICES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/14/2023 - Present
Cetera Financial Specialists LLC (HERRIN IL)
NE
01/29/2013 - 01/18/2023
WOODMEN FINANCIAL SERVICES, INC. (OMAHA NE)
IL
05/11/2010 - 08/23/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (HARRISBURG IL)
MO
11/18/2009 - 03/18/2010
EDWARD JONES (ST. LOUIS MO)
BC
Issued 02/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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