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James Albert Salafia

Lincoln Financial Distributors, Inc.

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About James Albert Salafia

James Salafia is a financial advisor with Lincoln Financial Distributors, Inc. James has been in the industry since May 2005, and holds Series 6, 26, and 63 licenses. James has been registered in Connecticut since May 1, 2024. James has prior experience with Lincoln Financial Advisors Corporation, Voya Financial Advisors, Inc., Voya Financial Partners, LLC, Prudential Investment Management Services LLC, Phoenix Equity Planning Corporation and ING Financial Advisers, LLC.

Firm Information

James Salafia is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Salafia’s Registration & Firm History

IN

05/01/2024 - Present

Lincoln Financial Distributors, Inc. (FORT WAYNE IN)

IN

04/11/2023 - 05/01/2024

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

CT

12/22/2017 - 03/13/2023

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

CT

09/02/2015 - 01/29/2018

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

04/06/2010 - 03/13/2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

07/10/2007 - 04/30/2008

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CT

06/22/1999 - 01/20/2004

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 02/10/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Albert Salafia. Review regulatory record here.
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