Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mahdak is a financial advisor associated with Raymond James Financial Services Advisors, Inc., located in The Woodlands, Texas. James has been in the financial industry since 1992. James is registered to provide investment advice in 18 states and is also registered with the Financial Industry Regulatory Authority (FINRA). James offers investment advisory services for individuals and businesses, as well as financial planning services. James holds Series 7 and 66 licenses, and a Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/07/2022 - Present
Raymond James Financial Services Advisors, Inc. (The Woodlands TX)
TX
01/01/2008 - 01/14/2022
WELLS FARGO CLEARING SERVICES, LLC (THE WOODLANDS TX)
TX
08/22/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (THE WOODLANDS TX)
RI
01/27/1994 - 08/24/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MN
07/07/1992 - 12/17/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 05/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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