Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Macmillan is a financial advisor with Raymond James Financial Services Advisors, Inc., a firm with over 6,300 clients and $275 billion in assets under management. James has been in the industry since 2003 and has earned several licenses including Series 63, 66, 7 and 10. James is registered with both FINRA and the state of Washington and is also a registered investment advisor in Washington and Texas. James is a highly experienced financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (MILL CREEK WA)
WA
04/29/2003 - 05/10/2007
EDWARD JONES (MILL CREEK WA)
BOTH
Issued 1/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/1/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/30/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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