Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Albert Leone is a financial advisor with over 40 years of experience in the financial services industry. James is currently registered with Cambridge Investment Research Advisors, Inc. and is based in Westlake, OH. James has previously worked with several other firms including PRUCO SECURITIES, LLC., WALNUT STREET SECURITIES, INC., PRINCOR FINANCIAL SERVICES CORPORATION, PRUCO SECURITIES CORPORATION, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
02/02/2012 - Present
Cambridge Investment Research Advisors, Inc. (Westlake OH)
OH
03/15/2007 - 01/30/2012
PRUCO SECURITIES, LLC. (MAYFIELD HEIGHTS OH)
OH
02/22/2006 - 01/17/2007
WALNUT STREET SECURITIES, INC. (AVON OH)
IA
01/31/2001 - 12/31/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
08/18/1997 - 12/21/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
WI
10/27/1984 - 04/15/1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
NA
09/05/1980 - 11/02/1984
NEL EQUITY SERVICES CORPORATION
BC
Issued 11/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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