Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Albert Hunt is a financial advisor who has been working in the industry since September 13, 1992. James is currently registered with Wells Fargo Clearing Services, LLC and has branch office locations in Chicago, IL, Fontana, WI, Collierville, TN, and River Forest, IL. James has previously been employed by Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc., PaineWebber Incorporated, and Kidder, Peabody & Co. Incorporated. James holds Series 7, 31, 63, and 65 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/15/2020 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
06/01/2009 - 05/02/2013
MORGAN STANLEY (CHICAGO IL)
IL
02/03/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
06/12/2000 - 02/06/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/28/1995 - 06/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/14/1992 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 11/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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