Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gagnon is a financial advisor with Pruco Securities, LLC, a firm based in Newark, NJ. James has been in the financial industry since 1999. He specializes in providing financial advice for Individuals, Businesses, Trusts and Estates, and High Net Worth Individuals. James has a strong track record in the financial services industry. He is committed to helping clients achieve their financial goals through a variety of investment strategies. James is registered with the State of California and Arizona and Idaho.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
01/14/2003 - Present
Pruco Securities, LLC (SAN JOSE CA)
NY
11/08/2001 - 12/20/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
07/30/1999 - 09/07/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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