linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Albert Estes

Tiaa-Cref Individual & Institutional Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Albert Estes

James Albert Estes is a financial professional with over 20 years of experience in the industry. James has worked for several firms including GWFS Equities, Inc., Columbia Funds Distributor, Inc., and AIM Distributors, Inc. James currently works for Tiaa-Cref Individual & Institutional Services, LLC where James is registered in 51 states and the District of Columbia. James has a strong background in financial planning and portfolio management, and is committed to providing personalized advice and guidance to clients.

Firm Information

James Estes is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Compensation from affiliates

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Estes’s Registration & Firm History

CO

05/17/2022 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

CO

01/22/2004 - 02/16/2021

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

MA

09/17/2001 - 01/07/2004

COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)

TX

09/11/2000 - 09/26/2001

A I M DISTRIBUTORS, INC. (HOUSTON TX)

Not sure if James Albert Estes is right for you?

Licenses & Designations

BC

Issued 05/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Albert Estes.
Not sure if James Albert Estes is right for you?