Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carlin is a financial advisor with J.p. Morgan Securities LLC, registered with FINRA and the Securities Industry Essentials Examination, General Securities Representative Examination, Investment Banking Registered Representative Examination, and General Securities Principal Examination. James Carlin has been in the industry since 2000. Before joining J.p. Morgan Securities LLC, James Carlin was an advisor at J.P. MORGAN SECURITIES INC. and BANC ONE CAPITAL MARKETS, INC.. James Carlin is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
IL
06/15/2016 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
07/01/2004 - 06/06/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
07/19/2000 - 07/01/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 10/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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