Unclaimed
James Albert Brown is a financial advisor with Edward Jones. James has been in the financial services industry for over 30 years and holds both Series 66 and Series 63 licenses. James is registered to provide investment advice in several states, including Georgia, Texas, Alabama, and Florida. James's focus is providing comprehensive financial planning and investment advice to individual clients and families. In addition to providing financial advice, James also manages client investments. He is a licensed financial advisor with Edward Jones and provides investment advice and financial planning services to individuals and families. James has been with Edward Jones for over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
12/06/2018 - Present
Edward Jones (MONROE GA)
BOTH
Issued 01/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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