Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alban is a financial advisor with Nylife Securities LLC, located in Edison, NJ. James is a registered representative with FINRA and holds Series 63, Series 7, Series 9, Series 10 and SIE licenses. James has been in the financial services industry since May 5, 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/04/2024 - Present
Nylife Securities LLC (EDISON NJ)
NJ
08/14/2023 - 10/16/2023
PRINCIPAL SECURITIES, INC. (Marlton NJ)
NJ
05/23/2003 - 01/10/2022
FIDELITY BROKERAGE SERVICES LLC (MARLTON NJ)
NY
11/08/2002 - 05/12/2003
QUICK & REILLY, INC. (NEW YORK NY)
RI
03/18/1998 - 11/05/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
04/07/1993 - 03/09/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
08/31/1992 - 11/10/1992
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 06/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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