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James Alan Yocum

Thrivent Investment Management Inc.

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About James Alan Yocum

James Yocum is a financial advisor with Thrivent Investment Management Inc. James has been in the financial industry since 1994. James is registered in Florida and Illinois and holds the Series 6, 7, 63 and 66 securities licenses as well as the SIE exam. James is active in the community as a board member for Lutheran Hillside Village and is the Treasurer of the First English Lutheran Church. James provides portfolio management for individuals and financial planning services. James is affiliated with Thrivent Investment Management Inc. which has approximately $14,813,761,600 in regulatory assets under management.

Firm Information

James Yocum is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Yocum’s Registration & Firm History

IL

01/28/2005 - Present

Thrivent Investment Management Inc. (Peoria Heights IL)

MN

07/16/2004 - 08/24/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

NY

02/11/2002 - 01/06/2003

AXA ADVISORS, LLC (NEW YORK NY)

MN

01/31/1992 - 02/07/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 03/19/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/05/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/29/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Alan Yocum.
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