Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alan Staples is a financial advisor with over 15 years of experience in the financial services industry. James currently holds a Series 7 and Series 63 license and is registered with City Capital Advisors, LLC, a firm based in Chicago. In the past, James has held various positions at firms such as STARSHAK WINZENBURG & CO, BMO CAPITAL MARKETS CORP, and HARRIS NESBITT CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/24/2017 - Present
City Capital Advisors, LLC (CHICAGO IL)
IL
09/23/2011 - 07/22/2015
STARSHAK WINZENBURG & CO (CHICAGO IL)
IL
06/26/2006 - 09/04/2008
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
NY
11/01/2003 - 04/20/2006
HARRIS NESBITT CORP. (NEW YORK NY)
IL
06/04/2003 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
BC
Issued 12/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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