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James Alan Stammen

Nationwide Securities, LLC

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About James Alan Stammen

James Stammen is a financial professional with over 5 years of experience in the industry. James is a Registered Representative and Investment Advisor Representative. James is currently registered with Nationwide Securities, LLC in Columbus, Ohio. James is also registered as an Investment Advisor Representative with Nationwide Investment Services Corporation in Columbus, Ohio. James holds the Series 6, SIE, 63, and 65 securities licenses. James is a Chartered Financial Consultant and is qualified to provide financial planning and investment advice to individuals.

Firm Information

James Stammen is currently registered with Nationwide Securities, LLC. Nationwide Securities, LLC is a Limited Liability Company that was formed in October 2007 and is headquartered in Columbus, OH. The firm is registered with the SEC and is licensed to operate in all 50 states and the District of Columbia. Nationwide Securities offers financial planning, selection of other advisors, and portfolio management for individuals. They have a total of 52 registered representatives, 26 of whom are Investment Adviser Representatives. The firm has reported 10 regulatory events and 3 arbitrations.
Nationwide Securities, LLC

10 WEST NATIONWIDE BLVD

COLUMBUS, OH 43215

Not reported

Assets Under Management

79

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Stammen’s Registration & Firm History

OH

06/21/2021 - Present

Nationwide Securities, LLC (COLUMBUS OH)

OH

07/30/2016 - 06/21/2021

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

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Licenses & Designations

BC

Issued 06/29/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/14/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Alan Stammen.
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